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PIO/FAA Framework for Service-Record RTIs

PIO/FAA Framework for Service-Record RTIs — APAR, Salary, Leave — RTI Wiki

Quick Reply: Complete framework for PIO + FAA decisions on service-record RTIs — pay and leave are usually disclosed with reasons; APAR grading is personal information under §8(1)(j) and is disclosed only where larger public interest justifies it.

Decide service-record requests item-wise, not as one bundle. In Girish Deshpande v CIC (2013) 1 SCC 212 the Supreme Court held that a public servant's service details — pay, appraisal records, disciplinary matters — are personal information within §8(1)(j): the performance of an employee is primarily a matter between the employee and the employer, and disclosure is possible only where the larger public interest justifies it. Applying that test:

  1. Pay scale, allowances, leave — usually disclosed with reasons: they arise from public duty and are paid from public funds.
  2. APAR / evaluative material — ordinarily exempt under §8(1)(j); disclose only if the applicant demonstrates larger public interest, and record that finding.
  3. Pending inquiries — exempt under §8(1)(h) until conclusion; post-conclusion, final orders are case-specific.
  4. Apply §10 severability — mixed records: disclose what survives the test, sever the personal portions.
  5. Issue a speaking order — record the §8(1)(j) larger-public-interest reasoning for everything you disclose and everything you refuse.

Template

To: [Applicant Name]

Subject: Reply to RTI [____] — Service records request

Sir/Madam,

Your application sought [details] of [Officer Name / Designation]. Under the framework laid down by the Supreme Court in Girish Deshpande v CIC (2013) 1 SCC 212, service-record details of a public servant are personal information within §8(1)(j), and can be disclosed only where the larger public interest justifies it. Applying that test item-wise, I respond as follows:

1. PAY SCALE + ALLOWANCES: Disclosed.
   [Specific data per format] — drawn from public funds; disclosure reasoned on public-duty grounds.

2. LEAVE STATUS: Disclosed.
   [Specific data] — relates to public duty.

3. APAR (ANNUAL PERFORMANCE APPRAISAL): Exempt under §8(1)(j). The performance of an officer is primarily a matter between the employee and the employer (Girish Deshpande); the substantive grading and the reviewing-officer narrative are personal information. Should the applicant demonstrate larger public interest, I will reconsider and apply severance under §10.

4. DISCIPLINARY RECORDS: The status of pending inquiries is exempt under §8(1)(h) until conclusion. Final orders after conclusion are examined case-by-case under §8(1)(j).

5. AADHAAR / PERSONAL ADDRESS / FAMILY DETAILS: Exempt under §8(1)(j) — not connected to public duty.

Application of severability under §10: items 1 and 2 disclosed; item 3 exempt absent demonstrated larger public interest; items 4 and 5 exempt with the reasoning above.

Yours faithfully,
[Name, Designation, PIO]

Illustrations

IAS officer's pay scale + allowances

Usually disclosed — pay drawn from public funds; record the public-duty reasoning.

Junior officer's APAR for last 5 years

Exempt under §8(1)(j) — APAR grading is personal information (Girish Deshpande); disclose only if larger public interest is shown, then sever under §10.

Officer's leave taken in last 12 months

Usually disclosed — leave records relate to public duty; record reasons.

Officer under vigilance inquiry — current status

Exempt under §8(1)(h) until inquiry concludes.

Officer convicted in disciplinary inquiry — final order

Case-by-case after conclusion — apply the §8(1)(j) larger-public-interest test and record reasons.

Officer's home address + family Aadhaar

Exempt under §8(1)(j) — not work record.

Case law anchors

  • Girish Deshpande v CIC (2013) 1 SCC 212 — A public servant's service details, including appraisal records, are personal information under §8(1)(j); disclosure only where larger public interest justifies it.
  • R.K. Jain v UoI (SC, 16 April 2013) — Note sheets and file correspondence on a public servant's ACR are equally personal information under §8(1)(j); not disclosable absent larger public interest (applies Deshpande).

Related on this site: the citizen-side walkthrough at RTI for an ACR/APAR copy and the RTI Act §8 exemptions.

Common mistakes

  • Blanket refusal of the entire request as 'personal' — decide item-wise under §8(1)(j); pay and leave usually survive the test.
  • Disclosing APAR grading by default — Girish Deshpande holds it is personal information; refuse unless larger public interest is shown.
  • Disclosing officer's Aadhaar / phone — violates §8(1)(j) regardless.
  • Pre-decision disciplinary disclosure — violates §8(1)(h) inquiry protection.
  • Generic refusal without reasoning — violates §7(8) speaking order standard.
  • Failing to apply §10 severability for mixed records.

Pro tips

  • Maintain a “service record reply template” — saves time.
  • For complex APAR queries, consult HR + DoPT guidelines.
  • For disciplinary queries, check inquiry status before any disclosure.
  • Use anonymization for aggregate (e.g., “all Class A officers in this PA”) queries.
  • Train HR division on the Girish Deshpande §8(1)(j) larger-public-interest test — it accelerates future replies.
  • The RTI Playbook — the house handbook for drafting, filing and escalating an RTI.

FAQs

Can I refuse APAR entirely?

Ordinarily, yes. APAR grading is personal information under §8(1)(j) (Girish Deshpande) — refuse with reasons unless the applicant demonstrates larger public interest. Once that interest is shown, apply §10 severance and disclose only what it actually requires.

What about psychiatric / health records of public servant?

Generally exempt under §8(1)(j) unless specific public-interest in fitness for office.

Can I disclose officer's social media activity?

Public posts: yes. Private: exempt under §8(1)(j).

Service record request from officer's spouse during separation

Apply standard test; spousal status doesn't override §8(1)(j).

Officer transferred — current PA does not have records

Use §6(3) transfer to current parent department.

Sources

RTI Act §6(3), §7(8), §8(1)(h), §8(1)(j) and §10; Girish Deshpande v CIC (2013) 1 SCC 212; R.K. Jain v UoI (SC, 16 April 2013); CCS / AIS Conduct Rules; CIC decisions on service records.

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