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| + | {{htmlmetatags> | ||
| + | metatag-description=(Section 11 third party notice procedure: 5-day notice, 10-day representation, | ||
| + | ====== Section 11 Third Party Notice: Procedure, Template and Timeline ====== | ||
| + | |||
| + | <WRAP center round tip 100%> | ||
| + | Section 11 of the RTI Act 2005 governs disclosure of information that is supplied by, or treated as confidential by, a third party. The process is strict: **written notice within 5 days of receipt; third party has 10 days to make representation; | ||
| + | </ | ||
| + | |||
| + | ===== When to use this guide ===== | ||
| + | |||
| + | Use this guide whenever an RTI request seeks information that: | ||
| + | * a third party submitted to the public authority in confidence (eg bid pricing, vigilance complaint, ACR submitted by reporting officer); or | ||
| + | * relates to a third party and is treated as confidential (eg medical certificate, | ||
| + | |||
| + | This guide gives the procedure, template, hearing minutes format and common pitfalls. | ||
| + | |||
| + | ===== Legal basis ===== | ||
| + | |||
| + | * **RTI Act 2005, Section 11(1)**: PIO must give notice to the third party within five days of receipt of the request, inviting representation in writing or orally within ten days. | ||
| + | * **Section 11(2)**: third party may make a representation against disclosure. | ||
| + | * **Section 11(3)**: PIO must decide within forty days of receipt of the request whether to disclose; the decision is to be communicated in writing to both parties. | ||
| + | * **Section 11(4)**: third party has 30 days to file an appeal under Section 19(2). | ||
| + | * **Section 8(1)(d) and 8(1)(j)**: substantive exemptions usually invoked alongside Section 11. | ||
| + | |||
| + | The Supreme Court in **Reserve Bank of India v Jayantilal N Mistry, (2016) 3 SCC 525** clarified that Section 11 does not by itself create an exemption; it is procedural. The substantive exemption must lie in Section 8. | ||
| + | |||
| + | In **R K Jain v Union of India, (2013) 14 SCC 794** the Supreme Court reaffirmed the mandatory nature of Section 11 notice for confidential third-party data. | ||
| + | |||
| + | ===== Step-by-step process ===== | ||
| + | |||
| + | A PIO faced with a Section 11 trigger must follow this sequence, and document each step in the file. | ||
| + | |||
| + | - **Receive the request and date-stamp.** Day 0 of the 40-day clock. | ||
| + | - **Identify the third party.** Anyone who supplied the data or who is the subject of confidential information held by the public authority. | ||
| + | - **Issue Section 11(1) notice within 5 days.** In writing, by Speed Post AD or by tracked email, with read confirmation. Attach a copy of the relevant portion of the RTI request. | ||
| + | - **Wait 10 days for representation.** Third party may respond in writing or seek oral hearing. | ||
| + | - **Hold a brief hearing if requested.** Record minutes, date, attendees, points raised, documents shown. | ||
| + | - **Apply Section 8 / 9 exemptions.** Section 11 by itself is procedure. Find the substantive exemption (8(1)(d) commercial confidence, 8(1)(j) privacy, 8(1)(g) safety) that applies. | ||
| + | - **Decide within 40 days from Day 0.** Disclose / decline / partially disclose with severance under Section 10. Record reasons. | ||
| + | - **Communicate the decision to both applicant and third party in writing.** Inform the third party of their Section 11(4) appeal right. | ||
| + | |||
| + | ===== Format / template ===== | ||
| + | |||
| + | Section 11(1) notice to the third party. | ||
| + | |||
| + | < | ||
| + | File no. [number]/ | ||
| + | Office of [Public Authority] | ||
| + | Date: [DD/ | ||
| + | |||
| + | To, | ||
| + | [Third party name and address] | ||
| + | |||
| + | Sub: Notice under Section 11(1) of the Right to Information Act, 2005, regarding RTI application [number] dated [date] | ||
| + | |||
| + | Sir / Madam, | ||
| + | |||
| + | This office has received an RTI application from [Applicant name] dated [DD/ | ||
| + | |||
| + | Under Section 11(1) of the RTI Act, 2005, I hereby invite your representation in writing or orally within ten days of receipt of this notice. You may also request an oral hearing. | ||
| + | |||
| + | Please note that the final decision under Section 11(3) will be taken by the undersigned within forty days from the date of receipt of the application, | ||
| + | |||
| + | Yours faithfully, | ||
| + | [Signature] | ||
| + | Public Information Officer | ||
| + | [Office, telephone, email] | ||
| + | |||
| + | Enclosures: Copy of the relevant portion of the RTI application. | ||
| + | </ | ||
| + | |||
| + | Hearing minutes template. | ||
| + | |||
| + | < | ||
| + | Minutes of the hearing under Section 11(1) of the RTI Act, 2005 | ||
| + | |||
| + | File no. [number]/ | ||
| + | Date and time: [DD/MM/YYYY HH:MM] | ||
| + | Venue: [room] | ||
| + | Present: [PIO name and designation]; | ||
| + | |||
| + | 1. The PIO read out the relevant portion of the RTI request. | ||
| + | 2. The third party made the following representation: | ||
| + | 3. Documents shown by the third party: [list]. | ||
| + | 4. The PIO informed the third party of the consideration of Section 8(1)(d) / (j) / (g) and Section 10 severability. | ||
| + | 5. The third party requested [redaction / non-disclosure / partial disclosure] for the following reasons: [reasons]. | ||
| + | 6. The PIO closed the hearing and reserved the decision. | ||
| + | |||
| + | [Signature of PIO] | ||
| + | [Signature of third party / acknowledgement of refusal to sign] | ||
| + | </ | ||
| + | |||
| + | Final reply communicating Section 11(3) decision (extract). | ||
| + | |||
| + | < | ||
| + | The undersigned, | ||
| + | |||
| + | (a) Information at point [number] [is disclosed in full / is disclosed in part with redaction of paragraph(s) [reference] under Section 8(1)(d)/(j) / is declined under Section 8(1)(d)/ | ||
| + | (b) Reasons recorded in the file noting dated [date]. | ||
| + | |||
| + | Both parties are informed of the right of appeal under Section 19(1) (applicant) and Section 11(4) read with Section 19(2) (third party) within 30 days. | ||
| + | </ | ||
| + | |||
| + | ===== Common mistakes ===== | ||
| + | |||
| + | * **Skipping the 5-day window.** Delay in issuing Section 11(1) notice has been held to be a serious procedural breach by the CIC. | ||
| + | * **No record of dispatch of notice.** Always Speed Post AD or tracked email. UPC and ordinary post leave you exposed. | ||
| + | * **Treating Section 11 as a substantive exemption.** It is procedure only. The substantive ground must lie in Section 8. | ||
| + | * **Skipping the hearing.** If oral hearing was requested or is fair in the circumstances, | ||
| + | * **Missing the 40-day decision deadline.** The 40-day timeline runs from receipt of the request, not from issue of notice. | ||
| + | * **Forgetting to inform the third party of the appeal right.** This is a mandatory limb under Section 11. | ||
| + | * **Disclosing before the appeal window closes.** When the third party objects and you decide to disclose, disclosure should ordinarily be deferred until the 30-day appeal window expires. | ||
| + | |||
| + | ===== Appeal or next step ===== | ||
| + | |||
| + | * **Applicant first appeal** under Section 19(1) within 30 days. | ||
| + | * **Third party first appeal** under Section 11(4) read with Section 19(2) within 30 days. | ||
| + | * **Second Appeal** to CIC / SIC by either party under Section 19(3). | ||
| + | * **Section 20 penalty** for the PIO if denial without reasonable cause. | ||
| + | |||
| + | ===== FAQs ===== | ||
| + | |||
| + | ==== Is Section 11 notice required for every RTI? ==== | ||
| + | |||
| + | No. Only when the request involves third-party data that the public authority holds in confidence, or that the third party supplied in confidence. | ||
| + | |||
| + | ==== Who is the "third party" under Section 11? ==== | ||
| + | |||
| + | Any person other than the applicant whose information is being disclosed, including a public servant whose personal data is being sought. | ||
| + | |||
| + | ==== Can the third party block disclosure? ==== | ||
| + | |||
| + | No. The PIO is the decision-maker. The third party can file an appeal under Section 11(4) read with Section 19(2). | ||
| + | |||
| + | ==== What if the third party does not respond within 10 days? ==== | ||
| + | |||
| + | The PIO may proceed to decide on merits, subject to the substantive exemptions in Section 8 and severability under Section 10. | ||
| + | |||
| + | ==== Is Section 11 needed when the applicant seeks their own data? ==== | ||
| + | |||
| + | No. The applicant is the data principal; no third-party trigger arises. | ||
| + | |||
| + | ==== Does Section 11 apply to commercial confidence (Section 8(1)(d))? ==== | ||
| + | |||
| + | Often yes. Bidders and contractors are typically third parties who supplied data treated as confidential. Combine with severance under Section 10. | ||
| + | |||
| + | ==== Can email serve as Section 11(1) notice? ==== | ||
| + | |||
| + | Yes, provided you have proof of dispatch and read confirmation, | ||
| + | |||
| + | ===== Sources ===== | ||
| + | |||
| + | * RTI Act 2005: [[https:// | ||
| + | * Department of Personnel and Training: [[https:// | ||
| + | * Central Information Commission: [[https:// | ||
| + | * Supreme Court of India: [[https:// | ||
| + | * State ATIs and YASHADA training modules | ||
| + | |||
| + | Last reviewed: 9 May 2026. | ||
| + | |||
| + | ===== Related PIO guides ===== | ||
| + | |||
| + | * [[https:// | ||
| + | * [[guide|Guide hub]] | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | ===== Section 11 third party notice in RTI: When does the PIO need to consult a third party? ===== | ||
| + | |||
| + | Section 11 of the RTI Act requires the PIO to give a "third party" notice before disclosing their information. Here is the complete guide: | ||
| + | |||
| + | - **Step 1: What is Section 11?** (a) Section 11 applies when the PIO intends to disclose information that relates to or is supplied by a "third party" and is treated as confidential, | ||
| + | - **Step 2: Who is a "third party"? | ||
| + | - **Step 3: When Section 11 applies.** (a) the information must relate to or be supplied by the third party, (b) the information must be treated as " | ||
| + | - **Step 4: The notice procedure.** (a) the PIO issues a written notice to the third party, (b) the notice must state: (i) the RTI request details, (ii) the information proposed to be disclosed, (iii) that the third party can make a representation within 5 days, (iv) that the PIO will decide within 40 days, (c) the notice can be sent by post or email. | ||
| + | - **Step 5: Third party' | ||
| + | - **Step 6: PIO's decision.** (a) the PIO decides within 40 days (instead of 30), (b) if the PIO decides to disclose: the third party can appeal to the FAA (first appeal), (c) if the PIO decides not to disclose: the RTI applicant can appeal to the FAA, (d) the PIO must give reasons for the decision. | ||
| + | - **Step 7: Exemptions.** (a) Section 11 does NOT automatically exempt information — it is a procedural requirement, | ||
| + | |||
| + | See [[https:// | ||
| + | |||
| + | {{tag> | ||