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| + | {{htmlmetatags> | ||
| + | metatag-title=(Guidelines for First Appellate Authority FAA under RTI Act 2026)& | ||
| + | |||
| + | ====== Guidelines for First Appellate Authority (FAA) under RTI 2026 ====== | ||
| + | {{ : | ||
| + | |||
| + | {{: | ||
| + | |||
| + | <WRAP center round tip 100%> | ||
| + | **Direct answer.** A First Appellate Authority hears appeals under Section 19(1) of the RTI Act, 2005 against the Public Information Officer' | ||
| + | </ | ||
| + | |||
| + | This guide is for serving First Appellate Authorities, | ||
| + | |||
| + | <WRAP center round tip 100%> | ||
| + | **Did you know?** Section 19(5) places the burden of proof on the PIO in any appeal. The officer must demonstrate that denial was justified. The FAA presides over this burden. An order that fails to engage with whether the PIO discharged that burden is not a speaking order and is vulnerable on Second Appeal. For case-law analysis, see [[blog: | ||
| + | </ | ||
| + | |||
| + | <WRAP center round info 100%> | ||
| + | **E-E-A-T: About this guide** | ||
| + | |||
| + | | | | | ||
| + | |---|---| | ||
| + | | **Author** | RTI Wiki Editorial Team — maintained by RTI practitioners and former public-authority officers | | ||
| + | | **Expertise** | Based on the RTI Act, 2005 (as amended), DOPT Master Circulars, Central Information Commission decisions, and binding Supreme Court / High Court precedents | | ||
| + | | **Sources** | Statutory texts cross-checked against the [[https:// | ||
| + | | **Last reviewed** | 11 July 2026 | | ||
| + | | **Sources verified** | Statutory references, case-law citations, and government URLs cross-checked on 11 July 2026 | | ||
| + | </ | ||
| + | |||
| + | ===== Who is the First Appellate Authority under the RTI Act? ===== | ||
| + | |||
| + | * **Section 19(1)**: any person aggrieved by the PIO's decision, or by deemed refusal under Section 7(2), may appeal to "such officer who is senior in rank to the Central Public Information Officer or State Public Information Officer, as the case may be, in each public authority" | ||
| + | * The FAA is therefore an internal departmental review by the same public authority through a senior officer. The FAA is designated by the public authority itself, not by the Information Commission. | ||
| + | * The FAA does not decide as a court. Procedure is administrative and quasi-judicial, | ||
| + | * Statutory deadline: 30 days from receipt of appeal, extendable to 45 days for reasons recorded in writing under Section 19(6). See [[faa-first-appeal-timelines|FAA First Appeal Timelines]] for the full deadline framework. | ||
| + | * For a plain-language definition, see [[definitions: | ||
| + | |||
| + | <WRAP center round tip 100%> | ||
| + | **Practical point.** The FAA must be designated and publicly known. Under Section 5(2), every public authority must designate officers at sub-divisional and other administrative levels. An undesignated or vacant FAA post means every first appeal in that authority is effectively denied — and the citizen can proceed directly to second appeal or Section 18 complaint. See [[guide: | ||
| + | </ | ||
| + | |||
| + | ===== What Are the Core Duties and Powers of an FAA? ===== | ||
| + | |||
| + | The FAA's powers, exercised within the public authority, are: | ||
| + | |||
| + | - to confirm, modify or set aside the PIO's decision item by item, | ||
| + | - to direct the PIO or the public authority to reconsider and disclose information that is not exempt, | ||
| + | - to direct the PIO to cure procedural defects, including issuing a missed Section 11 third-party notice or supplying severable parts of a record under Section 10, | ||
| + | - to record findings on PIO conduct and recommend penalty proceedings to the Information Commission, | ||
| + | - to dismiss the appeal with reasons. | ||
| + | |||
| + | It is important to be precise here. The wide appellate powers under Section 19(8) of the RTI Act — directing access in a particular form, directing publication, | ||
| + | |||
| + | For the statutory breakdown, see [[act: | ||
| + | |||
| + | ==== FAA vs Information Commission: who can do what ==== | ||
| + | |||
| + | The following comparison table clarifies the jurisdictional boundary — a frequent source of confusion that causes FAA orders to be set aside on second appeal: | ||
| + | |||
| + | | Power / Function | First Appellate Authority (Section 19(1)–(6)) | Information Commission (Section 19(8), Section 18, Section 20) | | ||
| + | |---|---|---| | ||
| + | | Confirm / modify / set aside PIO decision | **Yes** | Yes (on second appeal) | | ||
| + | | Direct PIO to disclose non-exempt information | **Yes** | Yes | | ||
| + | | Direct severability under Section 10 | **Yes** | Yes | | ||
| + | | Conduct third-party hearing under Section 19(4) | **Yes** | Yes | | ||
| + | | Impose penalty under Section 20 (₹250/ | ||
| + | | Award compensation under Section 19(8)(b) | **No** | **Yes** | | ||
| + | | Direct systemic changes / publication under Section 19(8)(a) | **No** | **Yes** | | ||
| + | | Initiate penalty proceedings against PIO | **No** — may recommend | **Yes** | | ||
| + | | Time limit for disposal | **30 days (extendable to 45)** | No statutory deadline | | ||
| + | | Fee for filing | **Free** (Central Rules); some States charge nominal fee | **Free** (Central Rules) | | ||
| + | |||
| + | <WRAP center round important 100%> | ||
| + | **Warning.** An FAA that purports to impose penalty, award compensation, | ||
| + | </ | ||
| + | |||
| + | ===== How Does an FAA Process an Appeal? (Step-by-Step) ===== | ||
| + | |||
| + | A structured workflow ensures both statutory compliance and a defensible record: | ||
| + | |||
| + | - **Step 1 — Acknowledge.** Issue acknowledgment within five days of receipt; assign a case number; open a file. The date of receipt starts the 30-day clock. | ||
| + | - **Step 2 — Examine the PIO's reply.** Read the original RTI, the PIO's file noting and the PIO's letter side by side. Identify each item sought and the PIO's response (granted / denied / partial). | ||
| + | - **Step 3 — Hear the parties.** Documentary disposal is the norm. Grant oral hearing where facts are contested. Under [[guide: | ||
| + | - **Step 4 — Apply Section 8(2) balancing.** Where the PIO has refused under any clause of Section 8(1), record the public-interest analysis in writing. See [[faa-privacy-public-interest-balancing|FAA Privacy vs Public Interest Balancing]]. | ||
| + | - **Step 5 — Apply Section 10 severability.** Where the PIO refused entirely, ask whether partial disclosure is possible. Section 10 uses " | ||
| + | - **Step 6 — Issue Section 19(4) third-party notice if not done.** Procedural fatality if missed at the PIO stage and not cured at appeal. See [[guide: | ||
| + | - **Step 7 — Decide.** Affirm, modify, set aside, remand or dismiss. Record reasons for each item. Use the [[faa-appellate-review-checklist|FAA Appellate Review Checklist]] to verify completeness. | ||
| + | - **Step 8 — Communicate Second Appeal rights.** Section 19(3): within 90 days to the CIC or SIC, with the address. Direct the appellant to [[guide: | ||
| + | |||
| + | ===== What Should a Speaking Order Contain? ===== | ||
| + | |||
| + | A reasoned appellate order — a " | ||
| + | |||
| + | - **Case heading** with appellant name, public authority, RTI date, PIO order date, appeal date, FAA case number. | ||
| + | - **Brief facts** in a single paragraph. | ||
| + | - **Items in dispute**, reproduced verbatim from the RTI application. | ||
| + | - **PIO reasoning** as recorded in the file noting and the reply, summarised faithfully. | ||
| + | - **Statutory framework** invoked (Sections 6, 7, 8, 9, 10, 11 as applicable) with the specific clause. | ||
| + | - **Section 8(2) balancing** where any Section 8(1) clause is in play, recorded in writing. | ||
| + | - **Section 10 severability** analysis where partial disclosure is possible. | ||
| + | - **Section 19(4) third-party hearing** record, where applicable. | ||
| + | - **Findings** item by item, in numbered paragraphs. | ||
| + | - **Operative directions** to the PIO with a fresh deadline, plus the Second Appeal route under Section 19(3) and the address of the relevant Information Commission. | ||
| + | |||
| + | For full templates, see [[faa-speaking-order-guide|FAA Speaking-Order Guide: anatomy and templates]], | ||
| + | |||
| + | <WRAP center round important 100%> | ||
| + | **Warning.** The FAA must write reasons. A rubber-stamp order weakens both transparency and administration. The FAA's failure to record a Section 8(2) analysis where the PIO invoked a Section 8(1) exemption is itself a ground for remand. See [[cases: | ||
| + | </ | ||
| + | |||
| + | ===== What Happens if the FAA Misses the 30 or 45-Day Deadline? ===== | ||
| + | |||
| + | Under Section 19(6), the FAA must dispose of the appeal within 30 days, or within 45 days if the reasons for the delay are recorded in writing. If the deadline is missed: | ||
| + | |||
| + | * The appellant' | ||
| + | * The appellant may also file a **Section 18 complaint** before the Information Commission alleging non-disposal. See [[rti-section-18-complaint-cic|RTI Section 18 Complaint to CIC]] and [[definitions: | ||
| + | * Internal accountability for the delay rests with the public authority and may itself attract adverse comment by the Commission, including adverse findings on the FAA's conduct. | ||
| + | * Persistent non-disposal is a factor the Commission weighs when considering penalty proceedings against the PIO or disciplinary action against the FAA. | ||
| + | |||
| + | For the full timeline framework, see [[faa-first-appeal-timelines|FAA First Appeal Timelines]] and [[guide: | ||
| + | |||
| + | <WRAP center round tip 100%> | ||
| + | **Online filing tip.** Citizens can file first appeals online through the [[https:// | ||
| + | </ | ||
| + | |||
| + | ===== How Should FAAs Handle Third-Party Information and Privacy? ===== | ||
| + | |||
| + | Third-party information requires special procedural care at the appeal stage: | ||
| + | |||
| + | * **Section 19(4)** requires the FAA to give the third party a reasonable opportunity of being heard where the appeal involves information relating to that third party. | ||
| + | * If the PIO triggered Section 11 (third-party notice) at the application stage, the FAA should review whether the procedure was correctly followed. If the PIO **skipped** Section 11, the FAA can issue notice under Section 19(4) and consider the representation before disposal — this is the correct cure rather than dismissing the appeal on a procedural ground. | ||
| + | * **Post-DPDP 2025:** Section 8(1)(j) was amended by Section 44(3) of the Digital Personal Data Protection Act, 2023. The amendment was activated when the DPDP Rules, 2025 were notified on 14 November 2025, raising the baseline privacy protection for third-party personal data. The FAA's role in balancing has become more central — Section 8(2) is the gateway for any larger public interest in personal information. | ||
| + | |||
| + | For practitioner detail, see: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[blog: | ||
| + | * [[blog: | ||
| + | * [[faa-privacy-public-interest-balancing|FAA Privacy vs Public Interest Balancing]] | ||
| + | |||
| + | ===== What Legal Principles Should Every FAA Apply? ===== | ||
| + | |||
| + | * **Disclosure is the rule; exemption the exception.** Section 3 of the Act establishes the citizen' | ||
| + | * **Speaking order required.** Each contention should be addressed in writing. See [[pio-speaking-replies|PIO Speaking Replies Guide]]. | ||
| + | * **Public-interest balance.** Section 8(2) operates across all Section 8(1) clauses, including (j) after the DPDP Rules, 2025. | ||
| + | * **Severability mandatory.** Section 10 uses " | ||
| + | * **No fee for First Appeal.** Free of cost under Central RTI Rules, 2012; no prescribed format. See [[rti-fees-by-state|RTI Fees by State]] and [[forms: | ||
| + | * **Time matters.** Section 19(6) sets the 30 or 45-day deadline; deemed refusal at the PIO stage is itself a finding the FAA must record. See [[pio-deemed-refusal-section-7-2|PIO Deemed Refusal Section 7(2)]]. | ||
| + | * **Burden of proof on PIO.** Under Section 19(5), the PIO must justify any denial. The FAA must record whether the burden was discharged. See [[faqs: | ||
| + | |||
| + | ==== Subject-wise quick guidance for FAAs ==== | ||
| + | |||
| + | * **Recruitment and exams.** Apply //CBSE v. Aditya Bandopadhyay// | ||
| + | * **Service records.** Apply //Girish Ramchandra Deshpande// (2013) carefully. Balance under Section 8(2) read with the post-DPDP position. | ||
| + | * **Banking and regulatory.** Apply //RBI v. Jayantilal Mistry// (2016). Fiduciary protection is narrowly construed. See [[pio-faa-knowledge-base|PIO-FAA Knowledge Base — Section 8(1)(e) fiduciary framework]]. | ||
| + | * **Investigation and police.** Apply //Bhagat Singh v. CIC// (Delhi HC, 2008). Section 8(1)(h) requires specific impedance, not generic concerns. See [[pio-investigation-rti|PIO Investigation RTI]]. | ||
| + | * **Policy and file noting.** Apply //R.K. Jain v. UoI// (2013). Post-decisional notings are generally disclosable. See [[pio-policy-file-noting-rti|PIO Policy & File Noting RTI]]. | ||
| + | * **Cabinet papers.** Apply Section 8(1)(i) temporal test (decisions, reasons and material released after the matter is complete). | ||
| + | * **Fiduciary records.** See [[pio-faa-knowledge-base|PIO-FAA Knowledge Base — Section 8(1)(e) fiduciary framework]]. | ||
| + | * **Third-party data.** See [[pio-section-11-third-party|PIO Section 11 Third-Party]] and [[templates: | ||
| + | |||
| + | ===== What Are the Most Common FAA Mistakes? ===== | ||
| + | |||
| + | * **Rubber-stamp orders** that simply say " | ||
| + | * **Failing to apply Section 8(2)** when the PIO has not — a statutory omission. | ||
| + | * **Skipping Section 10 severability** analysis — Section 10 uses " | ||
| + | * **Not issuing Section 19(4) notice** to a third party where applicable — procedural fatality. | ||
| + | * **Missing the 30 or 45-day deadline** under Section 19(6) — triggers deemed refusal. | ||
| + | * **Forgetting Second Appeal rights** in the operative part of the order — the FAA must communicate the route under Section 19(3). | ||
| + | * **Purporting to impose penalty.** Section 20 lies only with the Information Commission. The FAA may recommend, not impose. | ||
| + | * **Not examining the PIO's file noting** — the FAA must verify whether the PIO's reasoning is recorded in the file, not just the reply letter. | ||
| + | |||
| + | For a deeper analysis of what gets reversed, see [[landmark-cic-decisions|Landmark CIC Decisions]], | ||
| + | |||
| + | ===== What Changed for FAAs After DPDP 2025? ===== | ||
| + | |||
| + | * **Section 8(1)(j) amended.** Section 44(3) of the Digital Personal Data Protection Act, 2023 amended Section 8(1)(j) of the RTI Act. The amendment was activated when the DPDP Rules, 2025 were notified on 14 November 2025. | ||
| + | * **Higher baseline privacy protection** for third-party personal data. The bar for disclosing personal information that has no relationship to any public activity or interest has been raised. | ||
| + | * **The FAA's role in balancing** has therefore become more central. Section 8(2) is the gateway for any larger public interest in personal information — the FAA must record this analysis in writing whenever Section 8(1)(j) is invoked. | ||
| + | * For full practitioner detail, see [[blog: | ||
| + | |||
| + | ===== Frequently Asked Questions ===== | ||
| + | |||
| + | ==== Can the FAA hear oral arguments? ==== | ||
| + | |||
| + | Yes. There is no bar in the Act. Most appeals are decided on record; oral hearings are granted when facts are contested. The FAA has discretion to decide whether an oral hearing is necessary — but where a third party' | ||
| + | |||
| + | ==== Can the FAA impose penalty under Section 20? ==== | ||
| + | |||
| + | No. Penalty lies only with the Information Commission under Section 20(1). The FAA may record findings that invite the Commission' | ||
| + | |||
| + | ==== What if the FAA misses the 30 or 45-day deadline? ==== | ||
| + | |||
| + | The appellant' | ||
| + | |||
| + | ==== Can the FAA admit a time-barred first appeal? ==== | ||
| + | |||
| + | Yes. Under Section 19(1) proviso, the FAA may condone delay if sufficient cause is shown. The FAA must record the cause in writing and explain why the condonation is justified. This is consistent with the general principle of natural justice and ensures citizens are not penalised for systemic delays (e.g., delayed acknowledgment of the PIO's reply). | ||
| + | |||
| + | ==== Is third-party notice mandatory at the appeal stage? ==== | ||
| + | |||
| + | Section 19(4) requires reasonable opportunity of hearing where the appeal involves third-party information. It is procedurally fatal to skip. If the PIO missed the Section 11 notice at the application stage, the FAA should issue it under Section 19(4) rather than dismissing the appeal on a procedural ground. See [[guide: | ||
| + | |||
| + | ==== What does a speaking order mean? ==== | ||
| + | |||
| + | A reasoned order that records the appellant' | ||
| + | |||
| + | ==== Can the FAA re-do the Section 11 third-party procedure if the PIO skipped it? ==== | ||
| + | |||
| + | Yes. The FAA can issue notice to the third party under Section 19(4) and consider the representation before disposal. This is the correct cure rather than dismissing the appeal on a procedural ground. The FAA should record in its order that the PIO failed to follow Section 11 and that the FAA has cured the defect under Section 19(4). | ||
| + | |||
| + | ==== Is fee payable for the first appeal? ==== | ||
| + | |||
| + | No fee is payable for a first appeal under the Central RTI Rules, 2012. Some State Rules prescribe a nominal fee; check the rules of the public authority. Fee, where prescribed, cannot be a barrier to a citizen' | ||
| + | |||
| + | ==== Can the FAA direct the PIO to disclose in a specific form? ==== | ||
| + | |||
| + | The FAA can direct the PIO to provide information in the form requested by the applicant (subject to Section 7(9) — where the applicant requests a form that would disproportionately divert resources, the PIO can provide it in another form with reasons). The broader power to " | ||
| + | |||
| + | ==== What is the difference between a Section 18 complaint and a Section 19 appeal? ==== | ||
| + | |||
| + | A Section 19 appeal challenges the **substance** of a PIO's decision (denial, partial denial, deemed refusal). A Section 18 complaint alleges **systemic or procedural failures** — non-appointment of PIO, non-maintenance of records, non-publication of mandatory disclosures, | ||
| + | |||
| + | ==== Can the FAA remand the matter back to the PIO? ==== | ||
| + | |||
| + | Yes. Where the PIO's reply is cryptic, lacks reasoning, or suffers from a procedural defect that the FAA cannot cure (e.g., the PIO did not examine the file at all), the FAA can remand with specific directions and a fresh deadline. The remand order must record the reasons and the specific steps the PIO must take. See [[guide: | ||
| + | |||
| + | ===== Conclusion ===== | ||
| + | |||
| + | The First Appellate Authority is the first quasi-judicial check on PIO decisions. A reasoned, timely, statute-grounded order — even one that affirms the PIO — strengthens the legitimacy of the institution and the citizen' | ||
| + | |||
| + | ===== Related reading ===== | ||
| + | |||
| + | * [[faa-speaking-order-guide|FAA speaking-order guide: anatomy and templates]] | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[pio-faa-knowledge-base|PIO and FAA knowledge base]] | ||
| + | * [[pio-faa-officers-handbook|PIO-FAA Officers Handbook]] | ||
| + | * [[landmark-cic-decisions|Landmark CIC decisions]] | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[guide: | ||
| + | * [[act: | ||
| + | * [[act: | ||
| + | * [[cpd: | ||
| + | * [[cpd: | ||
| + | * [[appeal-templates: | ||
| + | * [[templates: | ||
| + | * [[appeal-templates: | ||
| + | * [[appeal-templates: | ||
| + | * [[file-first-appeal-rti-section-19-2026|File First Appeal under Section 19]] | ||
| + | |||
| + | ===== Sources ===== | ||
| + | |||
| + | * Right to Information Act, 2005 (as amended) — full text at [[https:// | ||
| + | * Digital Personal Data Protection Act, 2023, Section 44(3) | ||
| + | * Digital Personal Data Protection Rules, 2025, notified 14 November 2025 — announcement at [[https:// | ||
| + | * //CBSE v. Aditya Bandopadhyay//, | ||
| + | * //Girish Ramchandra Deshpande v. CIC//, (2013) 1 SCC 212 | ||
| + | * //RBI v. Jayantilal N. Mistry//, (2016) 3 SCC 525 | ||
| + | * //R.K. Jain v. UoI//, (2013) 14 SCC 1 | ||
| + | * //Bhagat Singh v. CIC//, Delhi HC 2008 | ||
| + | * Department of Personnel and Training — [[https:// | ||
| + | * Central Information Commission — [[https:// | ||
| + | * RTI Online Portal — [[https:// | ||
| + | |||
| + | ---- | ||
| + | |||
| + | **Last reviewed:** 11 July 2026. | ||
| + | **Sources verified:** statutory references, case-law citations, and government URLs cross-checked on 11 July 2026. Maintained by the [[about: | ||
| + | |||
| + | ===== Stuck scheme or document? Check the status first ===== | ||
| + | |||
| + | Many RTIs are filed because a government scheme or document is delayed. Before filing, check the status directly: | ||
| + | |||
| + | * [[check-status: | ||
| + | * [[mgnrega-job-card-status-2026|NREGA / MGNREGA job card and payment status]] | ||
| + | * [[check-status: | ||
| + | * [[pm-kisan-status-check-2026|PM-KISAN Rs 6,000 status]] | ||
| + | * [[eshram-card-status-check-2026|e-Shram card status]] | ||
| + | |||
| + | If a status is stuck beyond the official timeline, use the [[https:// | ||
| + | |||
| + | {{tag> | ||