Table of Contents

How FAA Should Handle Third-Party Information Appeals

Direct answer. When an RTI seeks information about a third party — a contractor, an employee, a tenant, a beneficiary — Section 11 of the RTI Act 2005 lays down a notice-and-hearing procedure that the PIO must follow. The First Appellate Authority's job in any appeal is to verify (i) whether the PIO issued the third-party notice within five days, (ii) whether the third party's representations were considered, (iii) whether the public-interest balance was applied. The FAA should never decide a third-party matter without giving the third party a hearing of her own. The Section 11 procedure is procedural; it is not a separate exemption.

Section 11 is the most procedurally fragile part of the RTI machinery. PIOs sometimes refuse without notice; the third party objects; the FAA upholds without hearing the third party. Each of these errors is reversible at the Commission. This page sets out the FAA's checklist so that the speaking order is bullet-proof.

When this page applies

Five-point check the FAA must run

  1. Point 1: Notice issued? Did the PIO issue notice to the third party within five days? If not, the appeal is to be allowed for procedural failure.
  2. Point 2: Adequacy of notice. The notice must specifically describe the records, identify the requester (or at least anonymise as appropriate), and mention the proposed disclosure.
  3. Point 3: Third-party heard? Did the third party have ten days to respond? Did the PIO consider the response?
  4. Point 4: Public-interest balance. Section 11(1) makes clear that disclosure may follow even if the third party objects, where the public interest in disclosure outweighs harm. The PIO must record this balance; if not, the FAA must.
  5. Point 5: Severance / redaction. Often the answer is partial disclosure with personal identifiers redacted under Section 10.

Step by step

  1. Step 1. On receipt of an appeal in a Section 11 matter, immediately issue notice to the third party identifying that an appeal is pending and inviting representations within ten days.
  2. Step 2. Hold a joint hearing with the appellant, the PIO and the third party. If a joint hearing is awkward, hold separate hearings on the same day.
  3. Step 3. Examine whether the substantive exemption (Section 8(1)(d) or (e) or (j)) is engaged.
  4. Step 4. Apply the public-interest balance under Section 8(2) read with Section 11.
  5. Step 5. Consider Section 10 severance.
  6. Step 6. Pass the speaking order in the template at FAA speaking order format — Template 5.

Common categories of third-party appeals

Tenders and procurement

Service records of a public servant

Beneficiary lists

Bank records / income tax records

Property / land records

Order template — third-party appeal

ORDER UNDER SECTION 19(6) READ WITH SECTION 11 OF THE RTI ACT, 2005

Appeal No.: FAA/[YYYY]/[NNN]
Date of order: [date]

1. The appeal arises from RTI dated [date] seeking [records].
2. The records relate to [third party name / category].
3. The PIO issued / failed to issue the Section 11(1) notice on [date].
4. Notice issued by this office to the third party on [date]; the
   third party submitted representations on [date].
5. A joint hearing was held on [date]; appellant, PIO and third party
   attended.

6. Findings.
   (a) The records constitute [type of third-party information].
   (b) Substantive exemption invoked: Section 8(1)(__).
   (c) Section 11(1) public-interest balance: [reasoning].
   (d) Section 10 severance: [whether possible].

7. Order.
   (a) Appeal [allowed / partly allowed / rejected].
   (b) Specific direction: [as appropriate].
   (c) Third party informed of Section 19(2) right of appeal.

[Closing as standard]

Common FAA mistakes

Frequently asked questions

Does Section 11 always apply when a third party is mentioned?

No. It applies where the third party has treated the information as confidential. Routine procurement awards, beneficiary lists, etc., are public.

Who issues the Section 11 notice — PIO or FAA?

The PIO at first instance. The FAA may issue her own notice on appeal.

What if the third party cannot be located?

The PIO should make reasonable efforts and record them. Untraceable third parties cannot be a reason to refuse.

Can the third party block disclosure altogether?

No. Section 11(1) is clear that disclosure may follow despite objection if public interest outweighs harm.

What if the third party files her own appeal?

Section 11(4) gives the third party an independent right of appeal under Section 19. The FAA hears it like any other appeal.

Should the appellant's identity be shared with the third party?

Generally no, unless there is specific reason. The FAA should anonymise.

Are tender bidders "third parties" for Section 11?

Yes, but the public interest in procurement transparency usually tips disclosure post-award.

Sources

See also

Last reviewed: 9 May 2026.