FAA Appellate Review Checklist — complete guide for filing and winning first appeals under RTI:
Step 1: What is a First Appeal? (a) a First Appeal is the first level of appeal under the RTI Act (under Section 19(1) — filed with the First Appellate Authority (FAA) — designated by the public authority — under Section 5(1)), (b) who can file: (i) the RTI applicant (if the PIO did not respond — or gave incomplete/wrong information — or rejected the application), (ii) a third party (if the PIO disclosed the third party's information — and the third party wants to appeal against the disclosure — under Section 19(2)), © the timeline: (i) within 30 days of the PIO's response (or the deemed response — if the PIO did not respond — the 30 days start from the date the PIO was supposed to respond — i.e., 30 days from the RTI application), (ii) the FAA can condone a delay of 15 days (if the appellant shows sufficient cause — under Section 19(1) — so the maximum time is 45 days), (d) the FAA must respond within 30 days (of receiving the appeal — or within 45 days — if the FAA extends the time — under Section 19(6) — the FAA must record the reasons in writing).
Step 2: Grounds for appeal. (a) no response from the PIO (the PIO did not respond within 30 days — this is a deemed refusal — and the appellant can file the first appeal — without waiting for the PIO's response), (b) incomplete information (the PIO responded — but gave only partial information — or did not answer all the questions — or referred to other sources — without providing the information), © wrong information (the PIO gave wrong information — or outdated information — or information that does not match the records), (d) rejection without valid reasons (the PIO rejected the application — citing Section 8 or 9 — but: (i) did not cite the specific sub-section — or (ii) cited the wrong sub-section — or (iii) the exemption does not apply — or (iv) the public interest override under Section 8(2) was not considered), (e) excessive fees (the PIO demanded excessive fees — for copying, search, or compilation — beyond the prescribed rates), (f) severability not applied (the PIO rejected the entire request — without applying Section 10 — severability — which requires the PIO to sever the exempt portion and provide the rest), (g) third party procedure not followed (the PIO disclosed third party information — without following the Section 11 procedure — or the PIO refused to disclose — without giving the third party a chance to respond).
Step 3: How to draft the appeal. (a) the appeal should be in writing (on plain paper — or in the prescribed format — if the state has a format), (b) the appeal should contain: (i) the appellant's name and address (and the RTI application number — and the date), (ii) the PIO's name and address (and the public authority), (iii) the grounds for appeal (the specific grounds — from the list above — with details), (iv) the relief sought (the specific information requested — and any additional relief — like penalty, compensation), (v) the documents (the RTI application copy — the PIO's response copy — and any other relevant documents), © the appeal should be specific (cite the specific question — and the PIO's response — and the reason why the response is inadequate — or the exemption does not apply), (d) the appeal should cite the law (cite the specific section — Section 7, 8, 10, 11, 19 — and the CIC/SIC orders — if applicable — and the Supreme Court/High Court judgments — if applicable), (e) the appeal should be concise (not more than 2-3 pages — the FAA has limited time — and a long appeal may not be read).
Step 4: The FAA's powers. (a) the FAA can: (i) order the PIO to provide the information (within a specified timeline — and in the specified format), (ii) uphold the PIO's decision (if the rejection was valid — with reasons), (iii) order the PIO to apply severability (and provide the non-exempt portions — under Section 10), (iv) order the PIO to follow the third party procedure (under Section 11 — before disclosing third party information), (v) reduce the fees (if the PIO demanded excessive fees), (vi) recommend a penalty (against the PIO — under Section 20(1) — but the FAA cannot impose a penalty directly — only the Information Commission can), (b) the FAA must record reasons (for the decision — in writing — and the order must be sent to the appellant — and the PIO — within 30 days — or 45 days), © the FAA's order is binding on the PIO (but the appellant can file a second appeal — with the Information Commission — if not satisfied).
Step 5: Common FAA issues. (a) FAA not designated (the public authority has not designated an FAA — or the FAA post is vacant — or the FAA is additional charge — and does not respond), (b) FAA does not respond (the FAA does not respond within 30 days — or 45 days — and the appellant has to file a second appeal — with the Information Commission), © FAA upholds the PIO's rejection (without independent reasoning — the FAA simply agrees with the PIO — without examining the merits — this is a common problem — and the appellant should file a second appeal), (d) FAA is biased (the FAA is the PIO's superior — and may be biased — in favour of the PIO — and against the appellant), (e) FAA does not have the power to impose penalties (the FAA can only recommend a penalty — the actual penalty is imposed by the Information Commission — under Section 20), (f) FAA does not hold a hearing (the FAA decides the appeal on the basis of the documents — without hearing the appellant — which is against natural justice — and the appellant should demand a hearing).
Step 6: Filing a Second Appeal. (a) if the FAA does not respond — or the appellant is not satisfied with the FAA's order: file a second appeal (with the Information Commission — Central or State — under Section 19(3)), (b) the timeline: within 90 days of the FAA's order — or non-response (the Commission can condone the delay — if sufficient cause is shown), © the second appeal should include: (i) the RTI application (copy), (ii) the PIO's response (copy), (iii) the first appeal (copy), (iv) the FAA's order (copy — if any), (v) the grounds for the second appeal (the specific reasons — why the FAA's order is wrong — or why the PIO's rejection is wrong), (vi) the relief sought (the information — and the penalty — and the compensation), (d) the Commission can: (i) order the PIO to provide the information (within a specified timeline), (ii) impose a penalty (Rs 250 per day — up to Rs 25,000 — under Section 20(1)), (iii) recommend disciplinary action (against the PIO — under Section 20(2)), (iv) order compensation (to the appellant — under Section 19(8)(b)).
Step 7: Checklist for winning the first appeal. (a) file within 30 days (do not delay — the FAA may condone 15 days — but do not rely on it — file within 30 days), (b) cite the specific grounds (do not file a vague appeal — cite the specific ground — e.g., “the PIO rejected under Section 8(1)(d) — but the information is not commercial confidence — it is a public interest matter — and the public interest override under Section 8(2) applies”), © attach all documents (the RTI application — the PIO's response — and any other relevant documents — the FAA cannot decide without the documents), (d) demand a hearing (the FAA should hear the appellant — before deciding — demand a hearing — in person or through video conference), (e) cite CIC/SIC orders (if there is a relevant CIC/SIC order — on the same issue — cite it — with the order number — and the date — the FAA is bound by the Commission's orders), (f) cite the Supreme Court/High Court judgments (if there is a relevant judgment — cite it — e.g., CBSE vs. Aditya Bandopadhyay — for file notings — or State of UP vs. Raj Narain — for the right to information), (g) demand penalty (under Section 20(1) — for the PIO's non-response — or wrong rejection — the FAA can recommend a penalty — and the Commission can impose it), (h) demand compensation (under Section 19(8)(b) — for the harm caused by the non-disclosure — the Commission can award compensation), (i) follow up (if the FAA does not respond — within 30 days — file a second appeal — with the Commission — within 90 days), (j) Example: An RTI applicant was denied file notings — by the PIO — citing Section 8(1)(d) — the appellant filed a first appeal — citing: (i) the CBSE vs. Aditya Bandopadhyay judgment (file notings are disclosable), (ii) the specific ground (the information is not commercial confidence — it is a policy decision), (iii) the relief (the file notings — with severability under Section 10) — the FAA ordered the PIO to provide the file notings — with severability — within 15 days.